SEC Form 4 · accession 0000899243-18-023302
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter William Knapper
Officer — President & CEO · Director
Period of report
Aug 23, 2018
Accepted (ET)
Aug 27, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common Stock | Aug 23, 2018 | P | 36 | $5.15 | A | 36 | D | |
| SIFCO Industries, Inc. Common StockF1 | Aug 24, 2018 | P | 1,964 | $5.20 | A | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $5.15 to $5.24, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected.