SEC Form 4 · accession 0000899243-18-002536
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudson Smith
Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common StockF1 | Jan 31, 2018 | A | 6,827 | — | A | 6,827 | D | |
| Voting Trust CertificatesF2 | holding | — | — | — | 66,820 | D | ||
| SIFCO Industries, Inc. Common Stock | holding | — | — | — | 17,464 | D | ||
| Voting Trust CertificatesF3 | holding | — | — | — | 57,068 | I | Beneficiary of Trust | |
| Voting Trust CertificatesF4 | holding | — | — | — | 121,678 | I | Beneficiary of Trust | |
| Voting Trust Certificates | holding | — | — | — | 6,255 | I | Owned by Spouse | |
| SIFCO Industries, Inc. Common stock | holding | — | — | — | 2,400 | I | Owned by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded 6,827 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award.
- F2Voting Trust Certificates are for common stock of SIFCO Industries, Inc.
- F3Held in trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
- F4Held in Trust by the Trustee of the R. Smith Irrevocable Trust.