SEC Form 4 · accession 0001225208-18-015363
PAPA JOHNS INTERNATIONAL INC · PZZA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph H Smith IV
Officer — SVP and CFO
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000901491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2018 | A | 16,065 | $0.00 | A | 37,634 | D | |
| Common StockF2 | Nov 8, 2018 | A | 677 | $0.00 | A | 38,311 | D | |
| Common Stock | holding | — | — | — | 1,084 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $55.40 | Nov 8, 2018 | A | 2,427 | A | — | Nov 8, 2028 | Common Stock | 2,427 | 2,427 | D |
Explanation of responses
- F1Grant of shares of restricted stock vesting two years from the grant date.
- F2Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.
- F3The option vests in three equal annual installments beginning one year from the grant date.