SEC Form 4 · accession 0001225208-18-005312
PAPA JOHNS INTERNATIONAL INC · PZZA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance F. Tucker
Officer — SVP, CFO and CAO
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000901491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 7,318 | $50.59 | A | 32,239 | D | |
| Common StockF1 | Mar 1, 2018 | S | 10,718 | $59.1324 | D | 21,521 | D | |
| Common StockF2 | Mar 1, 2018 | S | 13,883 | $59.1438 | D | 7,638 | D | |
| Common Stock | Mar 2, 2018 | M | 12,182 | $59.03 | A | 19,820 | D | |
| Common Stock | Mar 2, 2018 | S | 12,182 | $60.00 | D | 7,638 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $50.59 | Mar 1, 2018 | M | 7,318 | D | — | Feb 26, 2024 | Common Stock | 7,318 | 0 | D |
| Stock OptionsF4 | $59.03 | Mar 2, 2018 | M | 12,182 | D | — | Feb 25, 2026 | Common Stock | 12,182 | 6,092 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $58.91 to $59.23. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $59.081 to $59.325. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F3The option vests in three equal annual installments beginning one year from the grant date of February 27, 2014.
- F4The option vests in three equal annual installments beginning one year from the grant date of February 25, 2016.