SEC Form 4 · accession 0001225208-18-005311
PAPA JOHNS INTERNATIONAL INC · PZZA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Shapiro
Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000901491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | A | 1,041 | $0.00 | A | 25,070 | D | |
| Common Stock | Mar 2, 2018 | M | 8,232 | $18.46 | A | 33,302 | D | |
| Common StockF2 | Mar 2, 2018 | S | 8,232 | $60.7772 | D | 25,070 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $60.04 | Mar 1, 2018 | A | 4,051 | A | — | Mar 1, 2028 | Common Stock | 4,051 | 4,051 | D |
| Stock OptionsF4 | $18.46 | Mar 2, 2018 | M | 8,232 | D | — | Feb 22, 2022 | Common Stock | 8,232 | 0 | D |
Explanation of responses
- F1Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $60.47 to $61.01. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F3The option vests in three equal annual installments beginning one year from the grant date.
- F4The option vests in three equal annual installments beginning one year from the grant date of February 23, 2012.