SEC Form 4 · accession 0001225208-16-041307
PAPA JOHNS INTERNATIONAL INC · PZZA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve M Ritchie
Officer — President and COO
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000901491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | M | 12,790 | $35.25 | A | 35,727 | D | |
| Common StockF1 | Nov 4, 2016 | S | 3,899 | $78.3588 | D | 31,828 | D | |
| Common StockF2 | Nov 4, 2016 | S | 8,891 | $77.59 | D | 22,937 | D | |
| Common Stock | holding | — | — | — | 311 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $35.25 | Nov 4, 2016 | M | 12,790 | D | — | Aug 7, 2023 | Common Stock | 12,790 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $78.04 to $78.81. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $77.52 to $77.94. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F3The option vests in three equal annual installments beginning one year from the grant date of August 8, 2013.