SEC Form 4 · accession 0001225208-15-010511
PAPA JOHNS INTERNATIONAL INC · PZZA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Schnatter
Officer — CEO & President · Director · 10% Owner
Period of report
Apr 27, 2015
Accepted (ET)
Apr 28, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000901491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 131,064 | $13.63 | A | 10,427,226 | D | |
| Common Stock | Apr 27, 2015 | M | 52,508 | $13.63 | A | 10,479,734 | D | |
| Common Stock | Apr 27, 2015 | S | 200 | $66.01 | D | 10,479,534 | D | |
| Common StockF2 | Apr 27, 2015 | S | 39,513 | $64.50 | D | 10,440,021 | D | |
| Common StockF3 | Apr 27, 2015 | S | 77,139 | $65.48 | D | 10,362,882 | D | |
| Common Stock | Apr 27, 2015 | F | 112,261 | $63.39 | D | 10,250,621 | D | |
| Common Stock | holding | — | — | — | 31,194 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $13.63 | Apr 27, 2015 | M | 52,508 | D | — | Apr 28, 2015 | Common Stock | 52,508 | 0 | D |
| Stock Options | $13.63 | Apr 27, 2015 | M | 131,064 | D | Apr 28, 2012 | Apr 28, 2015 | Common Stock | 131,064 | 0 | D |
Explanation of responses
- F1Transaction effected through a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2015.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $64.00 to $64.99. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $65.00 to $65.99. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F4The option vest in three equal annual installments beginning one year from the grant date of April 28, 2010.