SEC Form 4 · accession 0001225208-15-006350
PAPA JOHNS INTERNATIONAL INC · PZZA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Philip Guarascio
Director
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000901491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | A | 298 | $0.00 | A | 19,572 | D | |
| Common Stock | Feb 27, 2015 | M | 10,606 | $13.63 | A | 30,178 | D | |
| Common Stock | Feb 27, 2015 | M | 4,338 | $14.49 | A | 34,516 | D | |
| Common StockF2 | Feb 27, 2015 | S | 14,944 | $62.1576 | D | 19,572 | D | |
| Common Stock | Mar 2, 2015 | M | 7,472 | $14.49 | A | 27,044 | D | |
| Common StockF3 | Mar 2, 2015 | S | 7,472 | $61.9346 | D | 19,572 | D | |
| Common Stock | holding | — | — | — | 11,766 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $63.92 | Feb 26, 2015 | A | 1,268 | A | Apr 29, 2015 | Feb 26, 2025 | Common Stock | 1,268 | 1,268 | D |
| Stock OptionsF4 | $14.49 | Feb 27, 2015 | M | 4,338 | D | — | Feb 24, 2016 | Common Stock | 4,338 | 7,472 | D |
| Stock OptionsF5 | $13.63 | Feb 27, 2015 | M | 10,606 | D | — | Apr 28, 2015 | Common Stock | 10,606 | 0 | D |
| Stock OptionsF4 | $14.49 | Mar 2, 2015 | M | 7,472 | D | — | Feb 24, 2016 | Common Stock | 7,472 | 0 | D |
Explanation of responses
- F1Grant of shares of restricted stock vesting in full on April 29, 2015.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $61.77 to $62.53. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $61.83 to $62.05. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
- F4The option vest in three equal annual installments beginning one year from the grant date of February 24, 2011.
- F5The option vest in three equal annual installments beginning one year from the grant date of April 28, 2010.