SEC Form 4 · accession 0001209191-17-040215
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce J Klatsky
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 13, 2017 | A | 5,799 | $0.00 | A | 13,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $23.38 | holding | — | — | — | Jul 17, 2016 | Jul 16, 2022 | Common Stock | 4,065 | 4,065 | D |
Explanation of responses
- F1Restricted shares granted under the Plan, which vest on June 13, 2018.
- F2Includes (i) 5,799 restricted shares granted under the Plan, which vest on June 13, 2018; and (ii) 1,712 restricted shares granted under the Plan, which vest in two equal annual installments commencing on July 17, 2017.
- F3Of the shares subject to the stock appreciation right, 1,355 are fully vested. The remaining 2,710 shares shall vest and become exercisable in two equal annual installments commencing on July 17, 2017.
Remarks
References to the "Plan" in the footnotes mean the Company's Amended and Restated 2015 Long-Term Incentive Compensation Plan and any predecessors to such Plan.