SEC Form 4 · accession 0001209191-17-040212
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane E. DeFlorio
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 13, 2017 | A | 5,799 | $0.00 | A | 14,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $24.26 | holding | — | — | — | Dec 12, 2015 | Dec 11, 2021 | Common Stock | 3,816 | 3,816 | D |
Explanation of responses
- F1Restricted shares granted under the Plan, which vest on June 13, 2018.
- F2Includes (i) 5,799 restricted shares granted under the Plan, which vest on June 13, 2018; (ii) 1,712 restricted shares granted under the Plan, which vest in two equal annual installments commencing on July 17, 2017; and (iii) 412 restricted shares granted under the Plan, which vest on December 12, 2017.
- F3Of the shares subject to the stock appreciation right, 2,544 are fully vested. The remaining 1,272 shares shall vest and become exercisable on December 12, 2017.
Remarks
References to the "Plan" in the footnotes mean the Company's Amended and Restated 2015 Long-Term Incentive Compensation Plan and any predecessors to such Plan.