SEC Form 4 · accession 0001209191-17-029439

PERRY ELLIS INTERNATIONAL, INC · PERY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Information Officer

Period of report

Apr 28, 2017

Accepted (ET)

May 2, 2017 · 7:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000900349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Apr 28, 2017	F	727	$20.52	D	30,552	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$4.63	holding	—	—	—	Mar 18, 2010	Mar 17, 2019	Common Stock	9,688	9,688	D
Stock Appreciation Right	$18.19	holding	—	—	—	Mar 19, 2013	Mar 18, 2019	Common Stock	7,369	7,369	D
Stock Appreciation Right	$28.38	holding	—	—	—	Apr 11, 2012	Apr 10, 2018	Common Stock	4,785	4,785	D

F1Represents shares withheld to pay taxes resulting from vesting of restricted shares.
F2Includes (i) 2,730 restricted shares granted under the Plan, which vest over three years beginning April 25, 2018; (ii) 5,458 performance shares granted under the Plan, which vest up to 100% if certain performance goals are met on the last day of fiscal 2020 (and the Reporting Person may be entitled to additional performance shares if the Company exceeds the performance goals); (iii) 3,069 restricted shares granted under the Plan, which vest over two years beginning April 20, 2018; (iv) 9,206 performance shares granted under the Plan, which vest up to 100% if certain performance goals are met on the last day of fiscal 2019 (and the Reporting Person may be entitled to additional performance shares if the Company exceeds the performance goals); and (v) 1,055 restricted shares granted under the Plan, which vest on April 22, 2018.

References to the "Plan" in the footnotes mean the Company's 2015 Long-Term Incentive Compensation Plan and any predecessors to such Plan.