SEC Form 4 · accession 0001209191-17-028507
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Feldenkreis
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,586,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Apr 25, 2017 | A | 10,953 | A | — | — | Common Stock | 10,953 | 10,953 | D |
| Stock Appreciation Right | $28.38 | holding | — | — | — | Apr 11, 2012 | Apr 10, 2018 | Common Stock | 57,894 | 57,894 | D |
Explanation of responses
- F1Includes (i) 2,923 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest on April 20, 2018; (ii) 3,706 restricted shares granted under the 2005 Plan, which vest on April 22, 2018; and (iii) 13,281 restricted shares granted under the 2005 Plan, which vest on April 28, 2017.
- F2Each restricted stock unit represents the right to receive one share of the Company's common stock. The restricted stock units vest in three equal installments beginning April 25, 2018.