SEC Form 4 · accession 0001209191-16-155647
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Feldenkreis
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | S | 15,771 | $26.6841 | D | 1,603,000 | D | |
| Common StockF1 | Dec 15, 2016 | S | 14,229 | $26.6099 | D | 1,588,771 | D | |
| Common StockF1 | Dec 15, 2016 | G | 1,850 | $0.00 | D | 1,586,921 | D | |
| Common StockF1 | Dec 16, 2016 | G | 50,000 | $0.00 | D | 1,536,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $28.38 | holding | — | — | — | Apr 11, 2012 | Apr 10, 2018 | Common Stock | 57,894 | 57,894 | D |
| Stock Appreciation Right | $24.93 | holding | — | — | — | Apr 19, 2011 | Apr 18, 2017 | Common Stock | 70,674 | 70,674 | D |
Explanation of responses
- F1Includes (i) 6,846 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest over three years beginning April 20, 2017; (ii) 4,411 restricted shares granted under the 2005 Plan, 2,205 shares of which vest on April 22, 2017 and 2,206 shares of which vest on April 22, 2018; and (iii) 15,281 restricted shares granted under the 2005 Plan, which vest on April 28, 2017.