SEC Form 4 · accession 0001209191-16-154759

PERRY ELLIS INTERNATIONAL, INC · PERY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Oscar Feldenkreis

Officer — CEO and President · Director · 10% Owner

Period of report

Dec 8, 2016

Accepted (ET)

Dec 12, 2016 · 5:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000900349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 8, 2016	M	70,674	$24.93	A	199,214	D
Common Stock^F3,F2	Dec 8, 2016	F	65,764	$28.32	D	133,450	D
Common Stock^F4	holding	—	—		—	844,235	I	See Footnote
Common Stock^F5	holding	—	—		—	50,000	I	See Footnote
Common Stock^F6	holding	—	—		—	50,000	I	See Footnote
Common Stock^F7	holding	—	—		—	50,000	I	See Footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$24.93	Dec 8, 2016	M	70,674	D	Apr 19, 2011	Apr 18, 2017	Common Stock	70,674	0	D
Stock Appreciation Right	$28.38	holding	—	—	—	Apr 11, 2012	Apr 10, 2018	Common Stock	57,894	57,894	D

Explanation of responses

F1Represents the acquisition of shares underlying a Stock Appreciation Right.
F2Includes (i) 22,166 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest over three years beginning April 20, 2017; (ii) 44,333 performance shares granted under the Plan, which vest up to 100% if certain performance goals are met and the Reporting Person is employed by the Company on the last day of fiscal 2019 (and the Reporting Person may be entitled to additional performance shares if the Company exceeds the performance goals); (iii) 9,880 restricted shares granted under the 2005 Plan, which vest over two years beginning April 22, 2017; and (iv) 20,750 restricted shares granted under the 2005 Plan, which vest on April 28, 2017.
F3Represents (i) the disposition of 62,215 shares underlying a Stock Appreciation Right as payment of the exercise price and (ii) the withholding of 3,549 shares to pay taxes resulting from exercise of a Stock Appreciation Right.
F4Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11 (the "Trust"), of which the Reporting Person is Trustee.
F5Owned by the Erica Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
F6Owned by the Jennifer Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
F7Owned by the Stephanie Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.