SEC Form 4 · accession 0001209191-16-153962

PERRY ELLIS INTERNATIONAL, INC · PERY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, GC and Secretary

Period of report

Dec 6, 2016

Accepted (ET)

Dec 7, 2016 · 5:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000900349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 6, 2016	F	3,447	$25.59	D	21,842	D
Common Stock^F2	Dec 6, 2016	S	916	$26.87	D	20,926	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$28.38	holding	—	—	—	Apr 11, 2012	Apr 10, 2018	Common Stock	2,817	2,817	D
Stock Appreciation Right	$24.93	holding	—	—	—	Apr 19, 2011	Apr 18, 2017	Common Stock	3,438	3,438	D

F1Represents (i) the disposition of 3,101 shares underlying a Stock Appreciation Right as payment of the exercise price and (ii) the withholding of 346 shares to pay taxes resulting from exercise of a Stock Appreciation Right.
F2Includes (i) 3,303 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest over three years beginning April 20, 2017; (ii) 6,603 performance shares granted under the Plan, which vest up to 100% if certain performance goals are met and the Reporting Person is employed by the Company on the last day of fiscal 2019 (and the Reporting Person may be entitled to additional performance shares if the Company exceeds the performance goals); (iii) 1,664 restricted shares granted under the 2005 Plan, which vest over two years beginning April 22, 2017; and (iv) 1,767 restricted shares granted under the 2005 Plan, which vest on April 28, 2017.