SEC Form 4 · accession 0001209191-16-127370
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandra Wilson
Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 9, 2016 | A | 5,317 | $0.00 | A | 11,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $15.49 | holding | — | — | — | Feb 20, 2015 | Feb 19, 2021 | Common Stock | 5,883 | 5,883 | D |
Explanation of responses
- F1Restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest on June 9, 2017.
- F2Includes (i) 5,317 restricted shares granted under the Plan, which vest on June 9, 2017; (ii) 2,568 restricted shares granted under the 2005 Plan, which vest in three equal annual installments commencing on July 17, 2016; and (iii) 1,130 restricted shares granted under the 2005 Plan, which vest on June 5, 2017.
- F3Of the shares subject to the stock appreciation right, 3,922 shares are fully vested. The remaining 1,961 shares shall vest and become exercisable on February 20, 2017.