SEC Form 4 · accession 0001209191-16-127362
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane E. DeFlorio
Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 9, 2016 | A | 5,317 | $0.00 | A | 9,121 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $24.26 | holding | — | — | — | Dec 12, 2015 | Dec 11, 2021 | Common Stock | 3,816 | 3,816 | D |
Explanation of responses
- F1Restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest on June 9, 2017.
- F2Includes (i) 5,317 restricted shares granted under the Plan, which vest on June 9, 2017; (ii) 2,568 restricted shares granted under the 2005 Plan, which vest in three equal annual installments commencing on July 17, 2016; and (iii) 824 restricted shares granted under the 2005 Plan, which vest in two equal annual installments commencing on December 12, 2016.
- F3Of the shares subject to the stock appreciation right, 1,272 are fully vested. The remaining 2,544 shares shall vest and become exercisable in two equal annual installments commencing on December 12, 2016.