SEC Form 4 · accession 0001209191-16-116794

PERRY ELLIS INTERNATIONAL, INC · PERY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Apr 28, 2016

Accepted (ET)

May 2, 2016 · 5:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000900349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 28, 2016	F	757	$19.38	D	29,589	D
Common Stock^F1,F2	May 2, 2016	F	640	$19.05	D	28,949	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$18.19	holding	—	—	—	Mar 19, 2013	Mar 18, 2019	Common Stock	7,660	7,660	D
Stock Option (right to buy)	$4.53	holding	—	—	—	Mar 17, 2012	Mar 16, 2019	Common Stock	5,000	5,000	D
Stock Appreciation Right	$28.38	holding	—	—	—	Apr 11, 2012	Apr 10, 2018	Common Stock	4,944	4,944	D
Stock Appreciation Right	$24.93	holding	—	—	—	Apr 19, 2011	Apr 18, 2017	Common Stock	6,036	6,036	D

F1Represents shares withheld to pay taxes resulting from vesting of restricted shares.
F2Includes (i) 4,485 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest over three years beginning April 20, 2017; (ii) 8,968 performance shares granted under the Plan, which vest up to 100% if certain performance goals are met and the Reporting Person is employed by the Company on the last day of fiscal 2019 (and the Reporting Person may be entitled to additional performance shares if the Company exceeds the performance goals); (iii) 2,196 restricted shares granted under the 2005 Plan, which vest over two years beginning April 22, 2017; and (iv) 2,766 restricted shares granted under the 2005 Plan, which vest on April 28, 2017.