SEC Form 4 · accession 0001209191-16-115743

PERRY ELLIS INTERNATIONAL, INC · PERY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director · 10% Owner

Period of report

Apr 22, 2016

Accepted (ET)

Apr 26, 2016 · 5:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000900349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Apr 22, 2016	F	1,352	$19.25	D	139,016	D
Common Stock^F3	holding	—	—		—	952,235	I	See Footnote
Common Stock^F4	holding	—	—		—	50,000	I	See Footnote
Common Stock^F5	holding	—	—		—	50,000	I	See Footnote
Common Stock^F6	holding	—	—		—	50,000	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$28.38	holding	—	—	—	Apr 11, 2012	Apr 10, 2018	Common Stock	57,894	57,894	D
Stock Appreciation Right	$24.93	holding	—	—	—	Apr 19, 2011	Apr 18, 2017	Common Stock	70,674	70,674	D

F1Represents shares withheld to pay taxes resulting from vesting of restricted shares.
F2Includes (i) 22,166 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest over three years beginning April 20, 2017; (ii) 44,333 performance shares granted under the Plan, which vest up to 100% if certain performance goals are met and the Reporting Person is employed by the Company on the last day of fiscal 2019 (and the Reporting Person may be entitled to additional performance shares if the Company exceeds the performance goals); (iii) 9,880 restricted shares granted under the 2005 Plan, which vest over two years beginning April 22, 2017; (iv) 41,500 restricted shares granted under the 2005 Plan, which vest over two years beginning April 28, 2016; and (v) 17,549 restricted shares granted under the 2005 Plan, which vest on April 30, 2016.
F3Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11 (the "Trust"), of which the Reporting Person is Trustee.
F4Owned by the Erica Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
F5Owned by the Jennifer Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
F6Owned by the Stephanie Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.