SEC Form 4 · accession 0001209191-16-115742
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Feldenkreis
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 22, 2016
Accepted (ET)
Apr 26, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 22, 2016 | F | 1,352 | $19.25 | D | 1,701,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $28.38 | holding | — | — | — | Apr 11, 2012 | Apr 10, 2018 | Common Stock | 57,894 | 57,894 | D |
| Stock Appreciation Right | $24.93 | holding | — | — | — | Apr 19, 2011 | Apr 18, 2017 | Common Stock | 70,674 | 70,674 | D |
Explanation of responses
- F1Represents shares withheld to pay taxes resulting from vesting of restricted shares.
- F2Includes (i) 12,315 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest over three years beginning April 20, 2017; (ii) 9,880 restricted shares granted under the 2005 Plan, which vest over two years beginning April 22, 2017; (iii) 41,500 restricted shares granted under the 2005 Plan, which vest over two years beginning April 28, 2016; and (iv) 17,549 restricted shares granted under the 2005 Plan, which vest on April 30, 2016.