SEC Form 4 · accession 0001209191-16-115368
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Feldenkreis
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 20, 2016 | A | 12,315 | $0.00 | A | 1,703,306 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $28.38 | holding | — | — | — | Apr 11, 2012 | Apr 10, 2018 | Common Stock | 57,894 | 57,894 | D |
| Stock Appreciation Right | $24.93 | holding | — | — | — | Apr 19, 2011 | Apr 18, 2017 | Common Stock | 70,674 | 70,674 | D |
Explanation of responses
- F1Represents restricted stock granted under the Issuer's 2015 Long-Term Incentive Compensation Plan (the "Plan"), the successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest in three equal annual installments commencing on April 20, 2017.
- F2Includes (i) 12,315 shares of restricted stock granted under the Plan, which vest in three equal annual installments commencing on April 20, 2017; (ii) 14,820 shares of restricted stock granted under the 2005 Plan, 4,940 shares of which vest on April 22, 2016, and 9,880 shares of which vest in two equal annual installments commencing on April 22, 2017; (iii) 41,500 shares of restricted stock granted under the 2005 Plan, which vest in two equal annual installments commencing on April 28, 2016; and (iv) 17,549 shares of restricted stock granted under the 2005 Plan, which vest on April 30, 2016.