SEC Form 4 · accession 0001209191-15-071442

PERRY ELLIS INTERNATIONAL, INC · PERY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and COO · Director · 10% Owner

Period of report

Sep 16, 2015

Accepted (ET)

Sep 18, 2015 · 5:22 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000900349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Sep 16, 2015	S	16,154	$24.0576	D	999,098	I	See Footnote
Common Stock^F2	Sep 17, 2015	S	129	$24.01	D	998,969	I	See Footnote
Common Stock^F2	Sep 18, 2015	S	35,416	$24.1194	D	963,553	I	See Footnote
Common Stock^F3	holding	—	—		—	73,869	D
Common Stock^F4	holding	—	—		—	50,000	I	See Footnote
Common Stock^F5	holding	—	—		—	50,000	I	See Footnote
Common Stock^F6	holding	—	—		—	50,000	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$28.38	holding	—	—	—	Apr 11, 2012	Apr 10, 2018	Common Stock	57,894	57,894	D
Stock Appreciation Right	$24.93	holding	—	—	—	Apr 19, 2011	Apr 18, 2017	Common Stock	70,674	70,674	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2015.
F2Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11 (the "Trust"), of which the Reporting Person is Trustee. Reflects a transfer of 290,865 shares from the Reporting Person to the Trust.
F3Represents (i) 14,820 shares of restricted stock granted under the Perry Ellis International, Inc. Second Amended and Restated 2005 Long-Term Incentive Compensation Plan, as may be amended and restated from time to time (the "Plan"), which vest in three equal annual installments commencing on April 22, 2016; (ii) 41,500 shares of restricted stock granted under the Plan, which vest in two equal annual installments commencing on April 28, 2016; and (iii) 17,549 shares of restricted stock granted under the Plan, which vest on April 30, 2016. Reflects a transfer of 290,865 shares from the Reporting Person to the Trust.
F4Owned by the Erica Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
F5Owned by the Jennifer Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
F6Owned by the Stephanie Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.