SEC Form 4 · accession 0001209191-15-061685
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandra Wilson
Director
Period of report
Jul 17, 2015
Accepted (ET)
Jul 20, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 17, 2015 | A | 2,568 | $0.00 | A | 5,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $15.49 | holding | — | — | — | Feb 20, 2015 | Feb 19, 2021 | Common Stock | 5,883 | 5,883 | D |
Explanation of responses
- F1Restricted shares granted under the Perry Ellis International, Inc. Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "Plan"), as may be amended and restated from time to time, which vest in three equal annual installments commencing on July 17, 2016.
- F2Includes (i) 2,568 shares of restricted stock granted under the Plan, which vest in three equal annual installments commencing on July 17, 2016; and (ii) 2,260 shares of restricted stock granted under the Plan, which vest in two equal annual installments commencing on June 5, 2016.
- F3Of the shares subject to the stock appreciation right, 1,961 shares are fully vested. The remaining 3,922 shares shall vest and become exercisable in two equal annual installments commencing on February 20, 2016.