SEC Form 4 · accession 0001209191-15-043480
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Feldenkreis
Officer — Chairman of the Board and CEO · Director · 10% Owner
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 14, 2015 | M | 89,686 | $18.19 | A | 1,792,113 | D | |
| Common StockF3,F2 | May 14, 2015 | F | 73,922 | $26.09 | D | 1,718,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $18.19 | May 14, 2015 | M | 89,686 | D | Mar 19, 2013 | Mar 18, 2019 | Common Stock | 89,686 | 0 | D |
| Stock Appreciation Right | $28.38 | holding | — | — | — | Apr 11, 2012 | Apr 10, 2018 | Common Stock | 57,894 | 57,894 | D |
| Stock Appreciation Right | $24.93 | holding | — | — | — | Apr 19, 2011 | Apr 18, 2017 | Common Stock | 70,674 | 70,674 | D |
Explanation of responses
- F1Represents the acquisition of shares underlying a Stock Appreciation Right.
- F2Includes (i) 14,820 shares of restricted stock granted under the Perry Ellis International, Inc. Second Amended and Restated 2005 Long-Term Incentive Compensation Plan, as may be amended and restated from time to time (the "Plan"), which vest in three equal annual installments commencing on April 22, 2016; (ii) 41,500 shares of restricted stock granted under the Plan, which vest in two equal annual installments commencing on April 28, 2016; and (iii) 17,549 shares of restricted stock granted under the Plan, which vest on April 30, 2015.
- F3Represents (i) the disposition of 62,529 shares underlying a Stock Appreciation Right as payment of the exercise price and (ii) the withholding of 11,393 shares to pay taxes resulting from exercise of a Stock Appreciation Right.