SEC Form 4 · accession 0001209191-15-041996
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oscar Feldenkreis
Officer — President and COO · Director · 10% Owner
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 8, 2015 | M | 89,686 | $18.19 | A | 196,178 | D | |
| Common StockF3,F2 | May 8, 2015 | F | 76,644 | $24.27 | D | 119,534 | D | |
| Common StockF4 | holding | — | — | — | 809,405 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 50,000 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 50,000 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 50,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $18.19 | May 8, 2015 | M | 89,686 | D | Mar 19, 2013 | Mar 18, 2019 | Common Stock | 89,686 | 0 | D |
| Stock Appreciation Right | $28.38 | holding | — | — | — | Apr 11, 2012 | Apr 10, 2018 | Common Stock | 57,894 | 57,894 | D |
| Stock Appreciation Right | $24.93 | holding | — | — | — | Apr 19, 2011 | Apr 18, 2017 | Common Stock | 70,674 | 70,674 | D |
| Stock Options | $4.63 | holding | — | — | — | Mar 18, 2010 | Mar 17, 2019 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Represents the acquisition of shares underlying a Stock Appreciation Right.
- F2Includes (i) 14,820 shares of restricted stock granted under the Plan, which vest in three equal annual installments commencing on April 22, 2016; (ii) 41,500 shares of restricted stock granted under the Plan, which vest in two equal annual installments commencing on April 28, 2016; and (iii) 17,549 shares of restricted stock granted under the Plan, which vest on April 30, 2016. Reflects a transfer of 12,749 shares from the Reporting Person to the Oscar Feldenkreis Revocable Trust UAD 05/06/11, of which he is Trustee, on April 13, 2015.
- F3Represents (i) the disposition of 67,218 shares underlying a Stock Appreciation Right as payment of the exercise price and (ii) the withholding of 9,426 shares to pay taxes resulting from exercise of a Stock Appreciation Right.
- F4Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11, of which the Reporting Person is Trustee. Reflects a transfer of 12,749 shares from Oscar Feldenkreis to the trust on April 13, 2015.
- F5Owned by the Erica Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
- F6Owned by the Jennifer Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
- F7Owned by the Stephanie Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.