SEC Form 4 · accession 0001140361-18-028828
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce J Klatsky
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2018 | A | 3,974 | $0.00 | A | 17,658 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $23.38 | holding | — | — | — | Jul 17, 2016 | Jul 16, 2022 | Common Stock | 4,065 | 4,065 | D |
Explanation of responses
- F1Restricted shares granted under the 2015 Long-Term Incentive Compensation Plan, which vest on June 13, 2019.
- F2Of the shares subject to the stock appreciation right, 2,710 shares are fully vested. The remaining 1,355 shares shall vest and become exercisable on July 17, 2018.