SEC Form 4 · accession 0001140361-18-018257
PERRY ELLIS INTERNATIONAL, INC · PERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oscar Feldenkreis
Officer — CEO and President · Director · 10% Owner
Period of report
Apr 9, 2018
Accepted (ET)
Apr 11, 2018 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000900349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 9, 2018 | A | 47,542 | $0.00 | A | 229,094 | D | |
| Common StockF2 | holding | — | — | — | 844,235 | I | As Trustee | |
| Common StockF3 | holding | — | — | — | 50,000 | I | By Spouse as Trustee | |
| Common StockF4 | holding | — | — | — | 50,000 | I | By Spouse as Trustee | |
| Common StockF5 | holding | — | — | — | 50,000 | I | By Spouse as Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents (i) 15,849 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan") which vest over three years beginning April 9, 2019; and (ii) 31,693 performance shares granted under the Plan, which vest up to 100% if certain performance goals are met and the Reporting Person is employed by the Company on the last day of fiscal 2021 (and the Reporting Person may be entitled to additional performance shares if the Company exceeds the performance goals).
- F2Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11, of which the Reporting Person is Trustee.
- F3Owned by the Erica Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
- F4Owned by the Jennifer Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.
- F5Owned by the Stephanie Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee.