SEC Form 4 · accession 0000899866-17-000135
ALEXION PHARMACEUTICALS, INC. · ALXN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Indrani Lall Franchini
Officer — EVP, Chief Compliance Officer
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per shareF1 | Jun 7, 2017 | A | 12,582 | $0.00 | A | 12,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $100.14 | Jun 7, 2017 | A | 25,165 | A | Jun 7, 2018 | Jun 7, 2027 | Common Stock, par value $.0001 per share | 25,165 | 25,165 | D |
Explanation of responses
- F1Award of Restricted Stock Units under the 2017 Incentive Plan. 25% vest on each anniversary of the grant date.
- F2Award of Stock Options under the 2017 Incentive Plan. 25% vest on the 1-year anniversary of the grant date, and 1/16 vest every 90 days thereafter.