SEC Form 4 · accession 0000899866-16-000345
ALEXION PHARMACEUTICALS, INC. · ALXN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin S Parven
Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 24, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per shareF1 | Aug 15, 2016 | S | 700 | $135.51 | D | 6,373 | D | |
| Common Stock, par value $.0001 per share | Aug 22, 2016 | M | 15,000 | $18.01 | A | 21,373 | D | |
| Common Stock, par value $.0001 per shareF2 | Aug 22, 2016 | S | 15,000 | $136.53 | D | 6,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $18.01 | Aug 22, 2016 | M | 15,000 | D | Aug 9, 2008 | May 9, 2018 | Common Stock, par value $.0001 per share | 15,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades through a broker-dealer at prices ranging from $135.00 - $135.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- F2This transaction was executed in multiple trades through a broker-dealer at prices ranging from $136.00 - $136.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.