SEC Form 4 · accession 0000899866-15-000070
ALEXION PHARMACEUTICALS, INC. · ALXN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clare Carmichael
Officer — EVP, Chief HR Officer
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 9:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per shareF1 | Feb 27, 2015 | A | 5,100 | $0.00 | A | 26,770 | D | |
| Common Stock, par value $.0001 per shareF2 | Feb 27, 2015 | A | 1,745 | $0.00 | A | 28,515 | D | |
| Common Stock, par value $.0001 per shareF3 | Mar 2, 2015 | S | 706 | $180.34 | D | 27,809 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF4 | $180.37 | Feb 27, 2015 | A | 24,400 | A | Feb 27, 2016 | Feb 27, 2025 | Common Stock, par value $.0001 per share | 24,400 | 24,400 | D |
| Option to Purchase Common StockF5 | $180.37 | Feb 27, 2015 | A | 5,874 | A | Feb 27, 2016 | Feb 27, 2025 | Common Stock, par value $.0001 per share | 5,874 | 5,874 | D |
Explanation of responses
- F1Award of Restricted Stock Units under the 2004 Incentive Plan. 25% vests on each anniversary of the grant date.
- F2Award of Restricted Stock Units under the 2004 Incentive Plan. 1/3 vests on each anniversary of the grant date.
- F3This sale was made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock Units.
- F425% vests on the first anniversary of the grant date and 1/16 every three months thereafter.
- F51/3 vests on each anniversary of the grant date.