SEC Form 4 · accession 0001209191-15-061906
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick S. Mullin
Director
Period of report
Jul 20, 2015
Accepted (ET)
Jul 21, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Jul 20, 2015 | A | 670 | A | — | — | Common Stock | 670 | 670 | D |
Explanation of responses
- F1Represents shares of phantom stock acquired by the reporting person (in an exempt transaction) as deferred compensation pursuant to OM Group, Inc.'s Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of OM Group, Inc. Common Stock. The shares become payable in cash upon the reporting person's termination of service as a director.
- F2This field is not applicable.