SEC Form 4 · accession 0001209191-15-050648
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Scaminace
Officer — Chairman and CEO · Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2015 | M | 85,050 | $28.67 | A | 366,927 | D | |
| Common StockF1 | Jun 3, 2015 | M | 89,945 | $33.67 | A | 456,872 | D | |
| Common StockF1,F2 | Jun 3, 2015 | S | 174,995 | $34.0285 | D | 281,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $28.67 | Jun 3, 2015 | M | 85,050 | D | May 31, 2007 | Jun 13, 2015 | Common Stock | 85,050 | 0 | D |
| Stock OptionF1 | $33.67 | Jun 3, 2015 | M | 89,945 | D | May 31, 2008 | Jun 13, 2015 | Common Stock | 89,945 | 0 | D |
Explanation of responses
- F1This field is not applicable.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.14 to $33.9950, inclusive. The reporting person undertakes to provide to OM Group, Inc., any security holder of OM Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.