SEC Form 4 · accession 0001209191-15-036701
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick S. Mullin
Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 28, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Apr 27, 2015 | A | 624 | A | — | — | Common Stock | 624 | 624 | D |
Explanation of responses
- F1Represents shares of phantom stock acquired by the reporting person (in an exempt transaction) as deferred compensation pursuant to OM Group, Inc.'s Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of OM Group, Inc. Common Stock. The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.
- F2This field is not applicable.