SEC Form 4 · accession 0001209191-15-024714
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Knowles
Officer — President and COO
Period of report
Mar 7, 2014
Accepted (ET)
Mar 10, 2015 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2,F1 | — | Mar 7, 2014 | A | 81 | A | — | — | Common Stock | 81 | 81 | D |
| Dividend Equivalent RightsF2,F1 | — | Jun 6, 2014 | A | 87 | A | — | — | Common Stock | 87 | 168 | D |
| Dividend Equivalent RightsF2,F1 | — | Sep 5, 2014 | A | 99 | A | — | — | Common Stock | 99 | 267 | D |
| Dividend Equivalent RightsF2,F1 | — | Dec 5, 2014 | A | 97 | A | — | — | Common Stock | 97 | 364 | D |
| Dividend Equivalent RightsF2,F1 | — | Mar 6, 2015 | A | 137 | A | — | — | Common Stock | 137 | 501 | D |
Explanation of responses
- F1The dividend equivalent rights accrued on restricted stock and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of OM Group, Inc. Common Stock.
- F2This field is not applicable.