SEC Form 4 · accession 0001209191-15-023654
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Hix
Officer — VP and Chief Financial Officer
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2015 | D | 8,823 | — | D | 73,155 | D | |
| Common StockF1,F3 | Mar 4, 2015 | F | 124 | $30.925 | D | 73,031 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This field is not applicable.
- F2These shares were forfeited due to failure to satisfy the performance criteria of OM Group, Inc. for the three-year period ending December 31, 2014.
- F3This reflects the surrender of shares to OM Group, Inc. to pay taxes applicable to the vesting of restricted stock in accordance with the applicable long-term incentive plan previously approved by the stockholders of OM Group, Inc. and the related agreement previously approved by the Compensation Committee of the Board of Directors of OM Group, Inc.