SEC Form 4 · accession 0001209191-15-015633
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael V. Johnson
Officer — Vice President - HR
Period of report
Mar 7, 2014
Accepted (ET)
Feb 18, 2015 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 14, 2015 | F | 1,202 | $29.78 | D | 37,153 | D | |
| Common StockF1,F3 | Feb 14, 2015 | X | 33 | — | A | 37,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1,F4 | — | Mar 7, 2014 | A | 7 | A | — | — | Common Stock | 7 | 7 | D |
| Dividend Equivalent RightsF1,F4 | — | Jun 6, 2014 | A | 8 | A | — | — | Common Stock | 8 | 15 | D |
| Dividend Equivalent RightsF1,F4 | — | Sep 5, 2014 | A | 9 | A | — | — | Common Stock | 9 | 24 | D |
| Dividend Equivalent RightsF1,F4 | — | Dec 5, 2014 | A | 9 | A | — | — | Common Stock | 9 | 33 | D |
| Dividend Equivalent RightsF3,F1 | — | Feb 14, 2015 | X | 33 | D | — | — | Common Stock | 33 | 0 | D |
Explanation of responses
- F1This field is not applicable.
- F2This reflects the surrender of shares to OM Group, Inc. to pay taxes applicable to the vesting of restricted stock units in accordance with the applicable long-term incentive plan previously approved by the stockholders of OM Group, Inc. and the related agreement previously approved by the Compensation Committee of the Board of Directors of OM Group, Inc.
- F3Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on OM Group, Inc. Common Stock and vested with the restricted stock units to which they are related. Each dividend equivalent right is the economic equivalent of one share of OM Group Common Stock.
- F4The dividend equivalent rights accrued on restricted stock units and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of OM Group, Inc. Common Stock.