SEC Form 4 · accession 0001209191-15-012867
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg J Griffith
Officer — VP Strategic Plan,Dev.& InvRel
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2015 | A | 5,400 | — | A | 45,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F3 | $29.04 | Feb 10, 2015 | A | 17,100 | A | Feb 10, 2016 | Feb 10, 2025 | Common Stock | 17,100 | 17,100 | D |
Explanation of responses
- F1This field is not applicable.
- F2Subject to vesting based upon the satisfaction of performance criteria of OM Group, Inc. for the three-year period ending December 31, 2017.
- F3These options vest in three equal installments on February 10, 2016, 2017, and 2018.