SEC Form 4/A · accession 0001209191-15-001270
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patrick S. Mullin
Director
Period of report
Sep 2, 2014
Accepted (ET)
Jan 5, 2015 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 2, 2014 | P | 4,500 | $26.751 | A | 4,500 | I | By wife |
| Common StockF1,F3 | Sep 8, 2014 | G | 4,500 | — | A | 15,332 | D | |
| Common Stock | holding | — | — | — | 10,832 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This field is not applicable.
- F2The reporting person's original Form 4 indicated that these shares were purchased by Mr. Mullin and gifted to his wife. This amendment indicates that the shares were purchased by Mr. Mullin's wife and gifted to him.
- F3These shares were gifted to Mr. Mullin by his wife and are now held directly by him.