SEC Form 4 · accession 0000899243-15-007320
OM GROUP INC · OMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick S. Mullin
Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 1:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | D | 11,973 | $34.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Oct 28, 2015 | D | 1,294 | D | — | — | Common Stock | 1,294 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to a merger agreement, dated May 31, 2015, by and among Duke Acquisition Holdings, LLC, Duke Acquisition, Inc., MacDermid Americas Acquisitions, Inc., and the Issuer in exchange for the right to receive $34.00 in cash per share.
- F2Represents shares of phantom stock acquired by the reporting person (in exempt transactions) (including 624 shares otherwise payable on April 27, 2015) as deferred compensation pursuant to OM Group, Inc.'s Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of Issuer Common Stock, and the shares were to became payable in cash upon the reporting person's termination of service as a director of the Issuer.