SEC Form 4 · accession 0001179110-18-010776
VORNADO REALTY TRUST · VNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Candace K Beinecke
Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Aug 21, 2018 | M | 1,099 | — | A | 4,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF3,F4 | — | Aug 20, 2018 | A | 735 | A | — | — | Common Shares | 735 | 15,910 | D |
| Phantom UnitsF1,F3,F5 | — | Aug 21, 2018 | M | 1,099 | D | — | — | Common Shares | 1,099 | 14,811 | D |
Explanation of responses
- F1On August 21, 2018, Ms. Beinecke received 1,099 Common Shares of Vornado Realty Trust in settlement of an equal number of Phantom Units held pursuant to the Vornado Realty Trust Nonqualified Deferred Compensation Plan.
- F2Common shares of beneficial interest, par value $.04 per share (the "Common Shares"), of Vornado Realty Trust ("the Company"). The number of Common Shares shown includes 305.624 shares acquired through the reporting individual's participation in the Company's Amended and Restated Dividend Reinvestment Plan.
- F3Conversion or exercise price of 1 for 1. The Phantom Units represent compensation deferred by the Reporting Person into interests held through the Vornado Realty Trust NonqualifiedDeferred Compensation Plan that are valued with respect to the underlying security, which in this case is common shares of Vornado Realty Trust.
- F4The Phantom Units become payable in cash or the underlying security, to the Reporting Person commencing upon a distribution at a future date from the Vornado Realty Trust NonqualifiedDeferred Compensation Plan.
- F5The Phantom Units were settled by a distribution to the Reporting Person of the underlying security from the Vornado Realty Trust Nonqualified Deferred Compensation Plan.