SEC Form 4 · accession 0001179110-16-032145
VORNADO REALTY TRUST · VNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen W. Theriot
Officer — Chief Financial Officer
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 4,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF2,F3 | — | Nov 23, 2016 | A | 17 | A | — | — | Common Shares | 17 | 2,669 | D |
Explanation of responses
- F1Common shares of beneficial interest, par value $.04 per share (the "Common Shares"), of Vornado Realty Trust ("The Company"). The number of Common Shares shown includes 108.707 shares acquired through the reporting individual's participation in the Company's Amended and Restated Dividend Reinvestment Plan.
- F2Conversion or exercise price of 1 for 1. The Phantom Units represent compensation deferred by the Reporting Person into interests held through the Vornado Realty Trust Nonqualified Deferred Compensation Plan that are valued with respect to the underlying security, which in this case is common shares of Vornado Realty Trust.
- F3The Phantom Units become payable in cash or the underlying security, to the Reporting Person commencing upon a distribution at a future date from the Vornado Realty TrustNonqualified Deferred Compensation Plan.