SEC Form 4 · accession 0001140361-16-054770
ACADIA REALTY TRUST · AKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Crocker II
Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 25, 2016 · 9:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial interest - $.001 Par ValueF1 | Feb 24, 2016 | M | 3,000 | $22.40 | A | 37,415 | D | |
| Common Shares of Beneficial Interest - $.001 Par VallueF2,F3 | Feb 24, 2016 | S | 3,000 | $33.1232 | D | 34,415 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common SharesF4 | $22.40 | Feb 24, 2016 | M | 3,000 | D | May 15, 2006 | May 15, 2016 | Common Shares | 3,000 | 0 | D |
Explanation of responses
- F1On February 24, 2016, Mr. Crocker exercised 3,000 Options to purchase Common Shares of Beneficial Interest.
- F2These shares were sold in 17 separate sales transactions at a weighted average sales price of $33.1232. The actual price at which these shares were sold range from $33.04 to $33.20 per share. Mr. Crocker will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full, detailed information regarding the number of shares sold at each separate price.
- F3This number represents the total number of Shares (28,120 vested and 6,295 unvested) now held by Mr. Crocker.
- F4This number represents the total number of Options now held by Mr. Crocker.