SEC Form 4 · accession 0001209191-19-006273
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart A Tross
Officer — Corp VP, Chief People Officer
Period of report
Jan 31, 2019
Accepted (ET)
Jan 31, 2019 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Dec 23, 2018 | F | 2,044 | $1.09 | D | 75,040 | D | |
| Common Stock, $0.01 Par Value | Jan 31, 2019 | P | 5,000 | $1.07 | A | 80,040 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.
- F2The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019 representing the maximum allowable under the Plan for this period.