SEC Form 4 · accession 0001209191-18-048279
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Courtney Barton
Officer — Chief Compliance Officer
Period of report
Aug 22, 2018
Accepted (ET)
Aug 23, 2018 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.10 | Aug 22, 2018 | A | 37,500 | A | Aug 22, 2019 | Aug 22, 2028 | Stock Options | 37,500 | 37,500 | D |
Explanation of responses
- F125% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.