SEC Form 4 · accession 0001209191-18-045605
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Thomson
Officer — Corp VP & General Counsel
Period of report
Aug 2, 2018
Accepted (ET)
Aug 6, 2018 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.55 | Aug 2, 2018 | A | 20,000 | A | Aug 2, 2018 | May 19, 2026 | Stock Options | 20,000 | 20,000 | D |
| Employee Stock Option (right to buy) | $1.42 | Aug 2, 2018 | A | 37,525 | A | Aug 2, 2018 | May 25, 2027 | Stock Options | 37,525 | 37,525 | D |
Explanation of responses
- F1On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.
- F2On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.