SEC Form 4 · accession 0001209191-18-031295
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Samuel Shannon
Director
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 18, 2017 | A | 65,200 | A | — | May 16, 2028 | Common Stock | 65,200 | 65,200 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.
- F2Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.