SEC Form 4 · accession 0001209191-18-031280
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Castagna
Officer — Chief Executive Officer · Director
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 10:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.91 | May 16, 2018 | A | 534,000 | A | May 16, 2019 | May 16, 2028 | Stock Options | 534,000 | 534,000 | D |
Explanation of responses
- F125% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.