SEC Form 4 · accession 0001209191-15-049174
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Samuel Shannon
Director
Period of report
May 21, 2015
Accepted (ET)
Jun 2, 2015 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par ValueF1 | May 21, 2015 | A | 11,800 | $0.00 | A | 12,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $4.63 | May 21, 2015 | A | 23,600 | A | Jun 21, 2015 | May 20, 2025 | Common Stock | 23,600 | 23,600 | D |
| Employee Stock Option (right to buy)F1 | $4.63 | May 21, 2015 | A | 10,000 | A | Jun 21, 2015 | May 20, 2025 | Common | 10,000 | 10,000 | D |
Explanation of responses
- F13-year vesting period; 1/36th vesting every month, being fully vested 05/21/2016.