SEC Form 4 · accession 0001209191-15-046866
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juergen Martens
Officer — Corporate VP and COO
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par ValueF1 | May 21, 2015 | P | 20,000 | $4.57 | A | 88,776 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases of shares of common stock of MannKind Corporation (the "Company") reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the reporting person's sales, pursuant to a Rule 10b5-1 plan adopted on December 2, 2014, of shares of common stock of the Company at prices ranging from $6.45 to $6.585 on March 2, 2015. The reporting person has agreed to pay to the Company, upon settlement of the purchases reported herein, the profit deemed to be realized by the reporting person in connection with the short-swing transaction, less transaction costs.