SEC Form 4 · accession 0001209191-15-030521
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hakan Edstrom
Officer — President & CEO · Director
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Mar 27, 2015 | M | 73,460 | $1.69 | A | 1,132,284 | D | |
| Common Stock, $.01 Par Value | Mar 27, 2015 | S | 73,460 | $5.2114 | D | 1,058,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.69 | Mar 27, 2015 | M | 73,460 | D | May 17, 2013 | May 17, 2022 | Common Stock, $.01 Par Value | 73,460 | 353,080 | D |
Explanation of responses
- F1Transaction occurred pursuant to Rule 10B5-1 Plan.